Returning to Reality

And Jesus answering said unto them,
Render to Caesar the things that are Caesar’s,
and to God the things that are God’s.

Go ye therefore, and teach all nations,
baptizing them in the name of the Father,
and of the Son, and of the Holy Ghost . . .

On February 28, 2013, as Pope Benedict XVI was leaving office, the magician Penn Jillette was interviewed on CNN by Piers Morgan, a nominal Catholic. Morgan, a critic of Benedict, thought he would have a sympathetic ear in Jillette, an outspoken atheist, but the interview quickly took an amusing turn as Jillette began lecturing Morgan on the teachings of the Catholic Church, which Jillette got (mostly) right. Morgan pushed back, but in the process only revealed his own ignorance of why the Church teaches what She teaches. Jillette made short work of him, as would anyone even modestly versed in Catholic theology.

Catholic commentators, especially those who are politically conservative and thus despised Piers Morgan for other reasons, enjoyed a bit of Schadenfreude at Morgan’s expense. One obvious lesson—which many of the commentators drew—is that Catholics of Morgan’s generation (he is 48) were poorly catechized.  If an atheist can beat a reasonably intelligent Catholic not just in technique but in the substance of a debate over Catholic theology, something is wrong.

There were less obvious lessons to be learned. The first is that American Catholics are just as enamored of celebrities as Americans of other stripes are. Not a few of the Catholic commentariat jumped to the conclusion that Jillette was ripe for conversion. (Many of the same commentators had declared Christopher Hitchens another Augustine or Saint Paul in the making, and had not only hoped for—a good thing—but expected his deathbed conversion, no matter how often Hitchens assured them it would never come. Which it didn’t.) Just as Kourtney Kardashian was lauded as a pro-life hero back in 2009 when she revealed in an interview that she could not bring herself to abort her unborn child, conceived out of wedlock, so Jillette became, for a moment, the potential new face of the Catholic Church in America. And as prolifers had made excuses for Kardashian, when in that same interview she had made it clear that she thought it perfectly fine for other mothers to kill their unborn children even if she could not personally do so, Jillette’s admirers tried to explain away the actions of this militant atheist who has used his stage act and his television show, Bullsh-t!, to launch a series of nasty attacks on the Catholic Church, the Eucharist, and the priesthood.

Which brings us to a second, less obvious lesson: The Devil knows not only Latin but Christian theology. And he can use that knowledge in more than one way: to try to undermine the faith of those who are weak, by instilling doubts in their minds; but also to mislead others through a form of spiritual pride, by convincing them that saying the right thing is necessarily the same thing as believing the right thing. If the Devil can convince people that the Faith is simply a checklist of propositions to which we must give assent rather than a lived relationship with the Risen Christ from which those doctrines flow, his work is mostly done.

Faith is, among other things, the perfection of reason, but that does not mean that reason alone can lead us to faith. Penn Jillette may know all the right things to say, but Morgan, despite his dissent from Church teaching, has the benefit of baptism and membership in the Church, while Jillette not only rejects both for himself but has made it perfectly clear that he despises those who choose them for themselves (and even more so for their children). Jillette was not, as so many seemed to assume, urging Morgan on to deepen his faith (or even simply “keeping him honest”); he was ridiculing him for being less knowledgeable than a man who rejects Jesus Christ, and all His works, and all of His salvific promises.

Put this way, this all seems rather obvious; so why did so many miss what Jillette was up to? Part of the problem is that, in the United States, Christianity has all too often become a surface phenomenon. Doctrine has become a substitute for the substance of the Faith, rather than a catechetical tool that is meant to help us understand what we, as Christians, experience. To put it in stark terms: Which came first, the Incarnation, Death, and Resurrection of Christ, or the dogmatic councils? As Harold O.J. Brown, the longtime religion editor for Chronicles: A Magazine of American Culture, explained in his greatest work, Heresies: The Image of Christ in the Mirror of Heresy and Orthodoxy From the Apostles to the Present, Christian doctrine developed from the lived experience of the Church, the Body of Christ, not the other way around. A credo is a distillation of what Christians believe because they know it to be true, rather than a list of propositions to which they give assent, and thus come to believe. The convert recites the Creed at his baptism not as a test of his orthodoxy but to affirm what he already knows, through his experience, to be true.

Many factors have contributed to the distortion of Christian doctrine from a distillation of the Christian experience into an abstraction, even an ideology. In the United States in the 20th century, a certain neo-Thomism played an important role, beginning in the Catholic Church but with its effects spilling out into other Christian denominations. Thomistic theology is not the problem; the problem, as Owen Barfield demonstrated in Saving the Appearances, comes when that theology is treated as an end in itself, and the experience that underlies it and which it encapsulates becomes attenuated or even lost. Recover that experience, and Christian doctrine takes on a new life that can deepen our faith; the works of Thomas become as fresh as if they were written yesterday. But without that experience, we become caricatures of Penn Jillette—functional atheists who, unlike Jillette, are convinced that we have the fullness of the Faith.

The problem, though, runs much deeper than modern neo-Thomism. It extends back to the beginning of the modern age and the rise of the modern state, as the realm of politics, previously limited, began to encroach upon more and more areas of everyday life.  And it has reached its apotheosis in 21st-century America, where even so-called conservatives no longer believe that there are no political solutions to cultural problems, but that all cultural problems are at base political and can only be solved through elections and legislation and court decisions.

In a society with a strong common culture, the encroachment of politics into more and more areas of human life may not initially seem to pose a problem. Indeed, to the extent that legislation, for instance, is seen as supporting what is good in human life against external threats to the common culture, such encroachment may even be welcomed. But as the common culture breaks down, the increased power of the state over culture becomes a battering ram that accelerates that destruction.

So, for instance, state laws against abortion before 1973 largely represented the common moral sense of the people. But Roe v. Wade, while imposed from the top down, did not come out of nowhere. The moral consensus on abortion had been eroding for decades, and it reflected a more advanced erosion within the Christian churches on contraception, which itself reflected a loss within those churches not simply of the Christian understanding of the sacredness of life but, more importantly, of the experience that gave life to that understanding.

Jump forward to today, and for any person under the age of 40 in the United States, abortion has always been a part of the fabric of his or her life, and the battle over abortion, while framed in moral terms, has always been a political one. Those who believe that abortion is wrong wish to see Roe v. Wade overturned and new laws passed banning abortion; those who think otherwise work hard to maintain a pro-Roe majority on the Supreme Court.

The latter are winning, and will keep winning, until the former recognize that the only way to win the battle is to reassert the primacy of culture over politics. To put it in explicitly Christian terms, in order to save the lives of unborn children, Christians must first set about saving the souls of their fathers and mothers. And that means not simply preaching to those mothers and fathers about the Christian moral tradition concerning the sacredness of human life but leading them to the salvific relationship with Christ that underlies and gives life to that tradition. Disconnected from that experience, especially in a society in which politics claims for itself the ultimate moral authority, the Christian moral tradition becomes ossified, at best, and at worst takes on the character of an ideology, both adversary to, and counterpart of, the ideology of individualistic liberalism.

The problem, as I have made clear, is nothing new, finding its roots in the rise of the modern world five centuries ago; and it was accurately diagnosed almost half a century ago by Josef Pieper, who also pointed toward its only possible solution in his short but indispensable work Tradition: Concept and Claim (translated from the German in 2008 by E. Christian Kopff and published that same year by ISI Books). Tradition, in both the secular usage and the capital-T of Christian Sacred Tradition, is not merely a collection of things worth preserving, as both political and religious “conservatives” today treat it, but the means by which the most important of all experiences is handed down. As Pieper writes,

There is really nothing praiseworthy in the mere fact that something which has been thought, said, or done “since forever” will continue to be thought, said, and done. The praise due the act of tradition only makes sense when what is preserved and will continue to be preserved through the generations is what is truly worth preserving. That is the point of young people’s doubting question. Why is it, they ask, that a duty has been violated, if we simply let what has been handed down rest on its laurels, so that we can say, think, and do something totally different? We can only hope that someone hears this radical question and gives an existentially believable and equally radical answer, “the” answer that goes to the heart of things: that among the many things that are more or less worth preserving and may have been accumulated as “tradition,” there is in the last analysis only one traditional good that it is absolutely necessary to preserve unchanged, namely the gift that is received and handed on in the sacred tradition. I say “necessary” because this tradition comes from a divine source; because each generation needs it for a truly human existence; because no people and no brilliant individual can replace it on their own or even add anything valid to it.

It should be obvious that Pieper is speaking here not of external forms, but of that which gave them life, and which may require those external forms to change over time so that what is truly worth preserving may continue to be passed on. This is the problem faced by modern conservatives, who primarily seek to defend what they respected and loved when they were young, rather than what is necessarily worth preserving. Pieper contrasts “Tradition (singular)” with these “traditions,” which may start out supporting a healthy culture but ultimately have the potential to do more harm than good:

Genuine consciousness of tradition makes one positively free and independent in the face of conservatisms, which worry obsessively about the cultivation of the “traditions.” Certainly, a “cultivation of tradition” that attaches itself to a historically accidental external image of what has been handed down becomes a positive hindrance to a real transmission of what is truly worth conserving, which perhaps can occur only under changed historical forms. It is possible to imagine a real transmission of what is in the last analysis worth handing down, which a dogmatic conservatism could not even recognize.

This is the problem faced also by the Church, and here I speak broadly, and not just of the Catholic Church of which I am a member. Even under the best of circumstances, in a healthy culture in which the structures of society and of politics are not antagonistic toward the Christian Faith, the Church must be a countercultural institution.  That is the only way in which She can be certain to be able to hand down the ultimate Truth of the Faith, and not let it become obscured or deformed by an “historically accidental external image” that may have arisen from that Truth but has since become abstracted from it.

We are always in danger of turning the traditions of Christianity—the rituals and doctrines, the moral teachings and institutions—into ends in themselves, rather than means to the true end, “the gift that is received and handed on.” Or rather, we should use the Gift (singular), Who gave Himself to save our souls, and Who continues, in every age until the end of time, to give man what he needs “for a truly human existence.”

American conservatives of a certain generation summed up the insight of a different German philosopher in the catchphrase “Don’t immanentize the eschaton!” And yet, while warning against the dangers of trying to bring about heaven on earth, they themselves, through their obsession with elections and legislation, did much to subjugate culture to politics and to make Christian moral teaching a means to a political end, rather than a means of transmitting the Truth of the Faith. The fruit of their efforts can be seen today in the lost battles of the Culture War, and in entire generations that have sought salvation not in the sacraments of Christian churches but in the squabbles of “the public square.”

All is not lost, however, so long as “the gift that is received and handed on” continues to be received and handed on. But the locus of that transmission—that “Tradition (singular)”—has never been the polling place, but the Church, which guards that gift.

When we get that straight—when we recognize once again that the duty we owe to God is to pass on the Good News to our fellow man—only then shall we begin the process of returning to reality, revitalizing our culture, and putting politics back in its proper, limited space.

First published in the December 2013 issue of Chronicles: A Magazine of American Culture.

Physics and Philosophy: Or, How Stephen Hawking Learned to Stop Worrying and Love the Big Bang

“[P]hilosophy,” Stephen Hawking famously claimed, “is dead.” “Philosophy,” he argued, “has not kept up with modern developments in science, particularly physics. Scientists have become the bearers of the torch of discovery in our quest for knowledge.”

Werner Heisenberg might well have agreed with Hawking, though again he might not have. We cannot be certain. After all, Heisenberg was himself both a physicist and a philosopher, though he was the former before he was the latter. In fact, the title of this article, “Physics and Philosophy,” was Heisenberg’s before it was mine. He used it 65 years ago as the title of his Gifford Lectures, in which he grappled with the philosophical implications of quantum theory, and especially of his eponymous Heisenberg uncertainty principle, which states that (in Stephen Hawking’s words) “a particle has neither a definite position nor a definite velocity unless and until those quantities are measured by an observer.”

Classical physics was (and remains) deterministic; quantum physics, Heisenberg recognized, reintroduced something akin to free will, or at the very least acknowledged that the human action of observation has an effect on that which the observer has observed — a decidedly philosophical concept.

About 25 years after Heisenberg delivered his Gifford Lectures, the Reverend Richard Rehm delivered a sermon at Christ Community Church in Spring Lake, Michigan. I was sitting in the pews with my trombone — not because I was an odd teenager, but because our public high-school band had been invited to play hymns during a Christmas service. Christ Community was a congregation in the Reformed Church in America, and I was, then as now, a Catholic, but I sat in rapt fascination as the Reverend Rehm, a few years before Stephen Hawking declared philosophy dead, essentially proclaimed the death of theology (though he didn’t phrase it that way).

Physicists, the Reverend Rehm declared, were more likely to discover God than theologians were. As they pursued the holy grail of a grand unified theory of physics, they were, he argued, entering into the mind of the god who had created the universe that this grand unified theory would ultimately define.

To a bright young student who loved mathematics and science and was considering majoring in physics in college, the Reverend Rehm’s words were as tempting as the serpent’s were to Eve. No greater pride hath a teenager than this: to think that he might discover God Himself. In no small part because of this particular sermon, I entered Michigan State a few years later as a physics major, though I switched to political theory after a single term.

About five years after I took a bite out of the apple that the Reverend Rehm had offered me, Russell Kirk, the great conservative thinker who would, over the next half-decade, become one of my mentors, told me that he thought that we were about to enter a new age of faith that would be ushered in by scientists — and, in particular, by physicists — who would prove the existence of God. Since it was the first time we had ever met, I did not have the courage to tell him that I knew that he was wrong.

For by then — even at the still young age of 21 — I had realized that a god who could be summed up in equations would no god at all. “The heavens proclaim the glory of God, and the firmament shows forth the work of His hands” — but equating God with the laws that govern the world He has created ultimately subordinates Him to His creation.

Stephen Hawking, of course, was not a believer. In fact, in October 1981, at (of all places) a meeting of the Pontifical Academy of Sciences, he had introduced his “no boundary” hypothesis of the universe, which accepted the idea of the Big Bang but, he argued, removed the need for a Prime Mover to have set the Big Bang into motion. As he wrote seven years later in his most famous work, A Brief History of Time, in the “no boundary” hypothesis “The universe would be completely self-contained and not affected by anything outside itself. It would be neither created nor destroyed. It would just be. … What place then for a creator?”

And yet, as his former student and frequent collaborator Thomas Hertog shows in his recent book On the Origin of Time: Stephen Hawking’s Final Theory, Hawking spent much of his life trying to discover the physical theories that the Reverend Rehm equated with the workings of the mind of God and that Russell Kirk thought might lead us to a new age of faith.

It is hard to overstate the enduring grip that the classical view of physics had on some of the greatest minds in physics even after the formulation of quantum mechanics. All too many Christian writers have misquoted Albert Einstein as saying that “God does not play dice with the universe” in an attempt to enlist his authority on behalf of belief in God. But what Einstein was actually expressing, in a letter to quantum theorist Max Born, was his resistance to quantum theory, because quantum theory undermines the determinism of classical physics (even as modified by Einstein’s own theory of relativity). Einstein used, not the word “God,” but the term “the Old One” as a metaphor for unchanging physical laws. Indeed, he had vehemently argued against Abbe Georges Lemaitre’s theory of the Big Bang because, as he told Lemaitre, “this reminds me too much of the Christian dogma of creation.” He preferred a universe with no beginning and no end, governed always by those same unchanging laws that, he was certain, physicists would one day fully discover.

Decades later, Hawking too had trouble shaking loose from the mindset imparted by classical physics. The “no boundary” hypothesis emerged from Hawking’s attempt to extend quantum theory to the macro world of phenomena described by the laws of classical physics. And from that emerged the view of the universe as a quantum wave function, a superposition of every possible state of every particle in the universe that extended the uncertainty principle to a macro level.

Yet even so, for another 20 years, Hawking clung to what he would eventually call a “God’s eye view” of cosmology, which assumed, Hertog writes, “that the mathematical laws of physics had some sort of existence that superseded the physical reality they governed.” It wasn’t until August 2002 that Hawking finally broke through the remaining grip of classical physics once and for all. “Time to stop playing God,” he told Hertog. “We need a new philosophy for cosmology.”

Over the course of two decades, the “no boundaries” hypothesis had revolutionized physics, leading to, among other things, a multitude of theories of the multiverse, all of which Hawking adamantly rejected. He had intuited all along that there was something wrong with those theories, but only now could he fully articulate the problem. “The universe as we observe it,” he told Hertog, “is the only reasonable starting point in cosmology.” But that has, Hawking realized, serious philosophical implications. “We are not angels, who view the universe from the outside. We and our theories are part of the universe we are describing.” As Hertog writes, in this view, “cosmology is laboratory science inside out — we are within the system, looking up and looking out.”

In one sense, we might say that Hawking was late to the game. Heisenberg had already pointed in this direction in Physics and Philosophy, and two decades later (and 23 years before Hawking) the theoretical physicist John Archibald Wheeler had laid bare the philosophical implications of quantum theory:

We had this old idea, that there was a universe out there, and here is man, the observer, safely protected from the universe by a six-inch slab of plate glass. Now we learn from the quantum world that even to observe so minuscule an object as an electron we have to shatter the plate glass; we have to reach in there …

The physicist, Wheeler pointed out,

must install his chosen measuring equipment. It is up to him to decide whether he shall measure position or momentum. To install the equipment to measure the one prevents and excludes his installing the equipment to measure the other. Moreover, the measurement changes the state of the electron. The universe will never afterward be the same.

“To describe what has happened,” Wheeler concluded, “one has to cross out that old word ‘observer’ and put in its place the new word ‘participator.’ In some strange sense the universe is a participatory universe.”

Indeed, as early as the 1950’s and 1960’s some nonphysicists had taken note of, and expounded upon, the philosophical implications of a participatory universe, including C.S. Lewis’s and J.R.R. Tolkien’s friend Owen Barfield (most famously in Saving the Appearances) and my mentor and friend John Lukacs, in Historical Consciousness: The Remembered Past. Both had pointed out that we are not only part of the universe; the universe, as we experience and understand it, is inseparable from our human consciousness. It is this philosophical insight that Hawking imported back into cosmology when he noted to Hertog that “Our theories are never fully decoupled from us.”

If Heisenberg and Wheeler and Barfield and Lukacs and Hawking were right, Albert Einstein’s argument against quantum theory — that “Physics is an attempt to grasp reality as it is, independently of its being observed” — was wrong because it describes something that simply is not possible. As Niels Bohr had put it, “No phenomenon is a real phenomenon until it is an observed phenomenon.”

For decades, cosmological theorizing had started at the Big Bang and moved forward (a “bottom-up” view that Hawking himself had previously embraced, including in his “no boundary” hypothesis). But the bottom-up view had led to the maddening confusion of multiverse theory: If the universe can be described as a quantum wave function in which every possible outcome exists simultaneously until an act of observation causes a branching and the creation of another effectively infinite set of multiverses, how are we ever to find the universe that we actually inhabit?

Recognizing now that “The universe as we observe it is the only reasonable starting point in cosmology,” Hawking proposed a “top-down” view that moves backward in time from what we currently observe. As novel as this view was in cosmology, it is not, Hertog notes, without precedent in science: This is how evolutionary history is determined in the biological sciences.

But as we move backward in time, history becomes in some fundamental sense contingent on us. As Hawking told Hertog, “The history of the universe depends on the questions you ask.” History, like our theories, is “never fully decoupled from us,” because it is, in the words of John Lukacs, “the remembered past.” “Any kind of tangible past in top-down cosmology,” Hertog writes, “is always an observer’s past.” And thus, Hertog argues, “In a quantum universe — our universe — a tangible physical reality emerges from a wide horizon of possibilities by means of a continual process of questioning and observing.” “This observership, the interactive process at the heart of quantum theory that transforms what might be into what does happen, constantly draws the universe more firmly into existence.” Or, as Hertog sums up Hawking’s top-down view, “We create the universe as much as the universe creates us.”

The scientific revolution, it has often been said, removed man from the center of the universe. Five hundred years later, his top-down cosmology, Hawking realized, “put humankind back in the center.” Yet in doing so, it also puts us in our proper place, ontologically speaking. In adopting a God’s eye view of the universe, mankind had attempted to usurp the place of our Creator, to subordinate Him to the grand unified theory we were convinced that we would one day create. Restored to our proper place, we can see ourselves as Saint Augustine saw us: as co-creators with God of the universe He created for us.

Stephen Hawking never became a Christian, but after he proposed his top-down cosmology, he took Thomas Hertog to a production of Wagner’s Götterdämmerung at the Royal Opera House to mark, as he told Hertog, “the end of my battles with God.” And 35 years after he unveiled his “no boundary” hypothesis at the Pontifical Academy of Sciences, he returned to the Vatican to announce that “The universe may have a boundary after all.” In November 2016, Hertog writes, “there were no more battles with God or the pope to be fought. Quite on the contrary, Stephen found a strong and moving resonance with Pope Francis in their shared goal of protecting our common home in the cosmos for the benefit of humanity today and tomorrow.”

The death of philosophy, it appears, has been greatly exaggerated. And even the most prominent scientist of recent decades may have found a place for a creator, beyond mankind’s laws of space and time.

First delivered as a paper to the Cosmopolitan Club of Huntington County, Indiana, on October 17, 2023.

Credo: Or, A Tree Is a Tree Because of You and Me

A man may swear to tell the truth, but it is not in his power to tell the whole truth or nothing but the truth.
— Pierre Duhem

The author of these words, the late 19th and early 20th century physicist and philosopher Pierre Duhem, is not as well known today as Werner Heisenberg, who formulated the Heisenberg Uncertainty principle, but in both his physics and his philosophical thought, Duhem anticipated Heisenberg. While I began my college studies as a physics major, I came to know the work of both men through my graduate studies in political theory, where I encountered the writings of the Catholic historian John Lukacs, and later the man himself.

John passed away three years ago this month at the age of 95. He was best known for his work on the Second World War, including profiles of Hitler and of Churchill and detailed histories of brief turning points in the war that will long remain standard works. I didn’t come to know him through those works, however, but through books that have never received the attention that they should have, and that are already becoming harder to find: The Passing of the Modern Age; Confessions of an Original Sinner, his first memoir (or more precisely, as he called it, “auto-history”); and his masterwork, Historical Consciousness: The Remembered Past, the third edition of which owes its publication to a phone call I made in 1992 to the father of modern American conservatism, Russell Kirk. In those days before the World Wide Web, I scoured countless used book stores but could not find a copy of the first or second edition to purchase. Dr. Kirk, whom I had met three years before and who would pass away just two years later, was the general editor of a line of conservative classics published by Transaction Press. Would he be interested in bringing out a new edition of a work that he, too, considered one of the most important of the 20th century? He would indeed, and the rest, as they say, is history (no pun intended).

But this paper is not about me, except in the sense that everything we write or say or do is inevitably bound to the writer or the speaker or the doer as much as it is to the subject of his writing or speaking or action. The distinction between subject and object, between mind and matter, between thought and extension that Descartes so firmly implanted in the philosophical presuppositions of Western man began to crumble in the last years of the 19th century, and has since been completely demolished through the work of Duhem and Heisenberg and Lukacs and Ortega y Gasset and, perhaps most importantly, Owen Barfield.

And yet the rubble of Cartesianism continues to clutter our minds and to keep us from being conscious at all times that we see the world not as an external observer but from the inside out. In the language of Barfield, an accomplished linguist and philosopher and close friend of C.S. Lewis and J.R.R. Tolkien, our knowledge is participatory. Heisenberg demonstrated that the act of our observation of a subatomic particle changes the state of that particle, but something similar happens every waking moment of our lives. The world in which we are participants is one that we constantly construct through the activity of our imagination.

This is not to say that everything which we perceive as external to us has no reality outside of our consciousness. In his greatest work, Saving the Appearances: A Study in Idolatry, Barfield referred to that reality as the “unrepresented.” Because our imagination is constantly engaged in actively transforming the unrepresented into meaningful representations without our conscious recognition of that activity, we perceive a world fully formed through our imaginative conception of it. In other words, we don’t consciously know the unrepresented except through those representations—representations that are the product of our mental activity, both personal and communal (through the medium of language). But that means that the represented—the world as we know it—is in every meaningful way something that each of us has helped bring into existence.

To put it in terms that could be taken from a child’s book of rhymes: A tree is a tree because of you and me. To the bird that builds a nest in its branches or the grubs that wriggle through its roots, the unrepresented reality that we conceive as a tree is something rather different. In a lecture on “Evolution” collected in his book History, Guilt and Habit, Barfield quotes from “Our ‘Polar Partnership’ with the World Around Us,” a 1977 Phi Beta Kappa oration at Harvard, in which Edwin H. Land, cofounder of the Polaroid Corporation, noted that

In many ways the tree certainly does not exist in the physical sense without the observer. The tree does not exist for radio waves of a certain wavelength, nor does it exist for neutrinos. The tree exists as part and parcel of the interaction between that part of the cosmos and our part of the cosmos, namely the “We” that has evolved over many centuries to be a partner with the tree.

Or to put it another way (again, quoting Land), “There really is no outside world and no inside world; there is just one world.” For each of us, the totality of our representation at any moment comprises that world.

I would expect, then, that when I go to sleep, the material world would continue to exist (as it obviously does), but my participation in it would change. And indeed, while we may not always realize we are dreaming while we are dreaming, we very quickly recognize that we were dreaming once we awake, because in our dreams, our imagination is not transforming the unrepresented into representations but transforming memories of representations into new representations and, in the process, often becoming unmoored from the reality of the unrepresented. In our dreams, we, like the neutrino, may be able to fly through a tree, because in our dreamscape both that tree and our body are representations of representations, and not of the unrepresented. But having flown through a tree in a dream, should we try to do so in our waking life, we are most likely to end up with a knot on our head.

If I haven’t yet caused you to wish that my delivery of this paper were a dream from which you could awake, you may be starting to formulate objections to this post-Cartesian understanding of reality. Chief among them, I suspect — because it was the objection with which I struggled for some time — is the thought that the philosophical arguments advanced by Barfield, Lukacs, Ortega, and Heisenberg represent a sort of relativism that threatens to shatter the very concept of truth. If, as I said a little while ago, for each of us the totality of our representation of the unrepresented at any moment comprises our world, wouldn’t that mean that each of us is living in at least a slightly different world?

Yes, and not just in the sense that my imaginative vision of this room and this gathering is different from yours because you’re sitting over there looking at me, and I’m sitting over here looking at you. Our imaginations are colored and shaped by our histories, both personal and communal. That Brooks has spent decades of his life with Barb means that he will understand the words that I am saying somewhat differently than he would have if he had remained a bachelor. That Amy has been married to me for 30 years means that she will understand these words somewhat differently from Barb, even though she and Barb are both hearing them tonight for the first time.

Man doesn’t have a nature, he has a history, John Lukacs often wrote; though to square those words with his Catholic faith and mine, I might say that man’s nature is his history. The difference between Adam’s nature before he took a bite out of the apple and his nature immediately afterward is the history of his (original) sin.

Even when we try to see the world through the eyes of others, we cannot set our history aside. Still, our shared language and our shared history together shape our personal imaginations in powerful ways, so that my representation and yours are close enough that we can easily fall back unthinkingly into believing that Descartes was right. In fact, were that not true, Cartesian dualism could never have taken the firm hold that it did for four centuries upon the Western mind.

As Catholics, John Lukacs and I understand that truth is not relative; all truth belongs to the Truth; and the Truth is a Person. But because the Truth is a Person, and we are people, too, our relation to the Truth (and thus to all truth) is personal. And precisely because we are not God, everything that is personal for us is, by definition, limited—at least until such time as, like John the Evangelist, we see “a new heaven and a new earth,” for “The former heaven and the former earth had passed away” (Rev 21:1).

And that brings us back to Pierre Duhem, and the quotation with which I began this paper. I set out to tell the truth, even though it is not in my power to tell the whole truth or nothing but the truth. And I firmly believe that this is the truth: In moving beyond the error of Descartes, in recognizing that the world in which we live is not wholly external to us but is one that each of us has helped bring into existence, and in humbly acknowledging that it is not in our power to tell the whole truth or nothing but the truth, we do not deny the reality of truth but prepare ourselves to enter into a more personal relationship with the truth—and ultimately with the Person Who is Truth Himself.

First delivered as a paper to the Cosmopolitan Club of Huntington County, Indiana, on May 24, 2022. The text has been slightly modified from the version delivered.

Christ and History

In theory, it seems like a good idea.  The corpus of historian John Lukacs’s work is so rich and has grown so large that those who have just discovered it may be uncertain where to start.  His magnum opusHistorical Consciousness, alone has gone through three editions, all of which are worth reading as separate works.  Combine that with the regrettable condition that some of his more accessible works—Outgrowing Democracy and The Passing of the Modern Age, for instance—are out of print (and used copies are very hard to find), and the need for a compact introduction to Lukacs’s thought seems obvious.  Unfortunately, for all of its virtues, At the End of an Age is not that book.

Lukacs would be the first to admit—or, rather, insist—that theory and reality do not always mesh.  Ideas develop in an historical context, but they are also shaped by the actions of men as much as (indeed, perhaps more so than) they shape those actions.  As Lukacs is fond of saying, writing of the half-truths of historian E.H. Carr’s analysis, “the important question is ‘What is Carr driving at?’ and not ‘What is the make of this Carr?’”  But that is precisely why, in order to understand an historian’s work, it is essential to have some knowledge of the historian.  Lukacs is correct when he writes that

The recognition that different persons see the past (and also the present) differently, and that thus every historian is different, does not mean that because he is the product of his past he cannot do otherwise.

To claim that would be to deny free will.  But to understand the choices that an historian makes—and, more importantly, his purposes (not his motives, which are deterministic) in making them—we cannot view his work as something separate from—abstracted from—his life.

A case in point: The Passing of the Modern Age, a thin, prophetic volume that is still among my favorite of Lukacs’s works, is, as Lukacs describes it in Confessions of an Original Sinner, “a summation of the devolution of institutions and standards at the end of our age.”  I read it first in 1990, before reading Confessions, and it profoundly influenced the choices I made as I began my graduate studies that year.  Still, I approached The Passing of the Modern Age somewhat differently when I reread it a year or two later, having read Confessions in the meantime.  Knowing that The Passing of the Modern Age was published on November 15, 1970, the day that Lukacs’s first wife died, and recognizing the extent to which her passing was bound up in his thought with “the devolution of institutions and standards at the end of our age,” helps reveal additional nuances and complexities in the work and, of course, in the underlying thoughts that the text expresses.  Similarly, knowing that the structure of the volume is shaped by a hierarchy of historical factors, “applicable, by and large, to the history of modern nations,” that Lukacs had sketched out in Historical Consciousness, and being familiar with that hierarchy from reading the latter work, is bound to influence the reader’s appreciation of The Passing of the Modern Age.  None of that distracts from the reader’s free will or his ability to apply (and develop, and distort) Lukacs’s ideas as he sees fit.  However, just as our appreciation of a novel changes as we grow older (and, indeed, the novel’s meaning for us changes as well), so, too, our understanding of an historian’s work changes as, broadly, we change and, particularly, as our understanding of the historian’s purposes change.

Which brings us back to At the End of an Age.  This really is two books, roughly divided into the first two chapters (“At the End of an Age” and “The Presence of Historical Thinking”) and the last two chapters (“An Illustration” and “At the Center of the Universe”), with the middle chapter (“The Question of Scientific Knowledge”) acting as a bridge.  In the first “book,” Lukacs provides a sketch of the evolution of his own thought and presents a condensation of themes developed in Historical Consciousness and elsewhere.  The reader familiar with Lukacs’s work is likely to find these chapters somewhat repetitive.  Lukacs revisits many examples from previous works (such as the remarks about E.H. Carr quoted above), often even employing very similar phrasing.  All of that would be understandable (and longtime readers could skip ahead) if these chapters provided a quick introduction for those unfamiliar with Lukacs’s thought.  For that purpose, however, these chapters are somewhat too distilled.  The new reader is likely to be left (incorrectly) with a sense of superficiality.  At best, he may be hungry for a more detailed treatment, but then he is quickly thrust into the second “book,” which (it seems to me) can be read most profitably only after having digested Historical Consciousness, because the illustration provided in Chapter Four, and the final philosophical ruminations about man’s position at the center of the universe in Chapter Five, are really an extension of the final chapter, “History and Physics,” of that earlier work.

Here, longtime readers of Lukacs will find what they have been thirsting for, as Lukacs’s continued investigations over the last 30 years have broken new ground.  He has taken the scientific theories of theoretical physicist Werner Heisenberg and woven them together with his own expansion of linguist Owen Barfield’s insights into the increasing intrusion of man’s consciousness into the material world.  The result is an advance in how we think about thinking itself.  And that advance is not merely historical or philosophical but religious.  While Lukacs is not exactly one to wear his Christianity on his sleeve, the Christian implications of his work (and Barfield’s before him, particularly the latter’s Saving the Appearances) are obvious.  As I have argued elsewhere, the development of historical consciousness itself is inextricably bound up with the Incarnation of Christ, the meeting of Divine and human, the point at which the Timeless intersects His timebound Creation.  “And now—especially, but perhaps not exclusively for Christians—I must argue,” Lukacs writes,

for the recognition of our central situation not only in space but also in time. In sum, that the coming of Christ to this earth may have been? no, that it was, the central event of the universe; that the greatest, the most consequential event in the entire universe has occurred here, on this earth.

That God became a man and walked this earth demonstrates the centrality of history to man’s nature—and it should give pause to post-Christian “Christians” (whether evangelical, fundamentalist, mainline Protestant, or even neo-Thomist) whose vision of Christ has degenerated into an ahistorical set of platitudes and “universal” principles.  As Lukacs writes,

All of us have known many non-Christians who have acted in Christian ways, thus being animae naturaliter cristianae; and we also know many sincerely believing Christians whose expressions may show alarmingly non-Christian thoughts in their minds. . . . [W]hat we think we believe is not always what we really believe. Our thinking—our ideas—will necessarily have their consequences. Some of our beliefs ought to.

By becoming a man, Christ redeemed history; in our post-Christian age, perhaps history—for some, at least—can redeem man, by leading him back to Christ.  That may not have John Lukacs’s purpose in writing At the End of an Age; it might, however, be one result.

[At the End of an Age, by John Lukacs (New Haven: Yale University Press) 230 pp., $22.95]

First published in the August 2003 issue of Chronicles: A Magazine of American Culture.

Truth of Blood and Time

Here’s my wisdom for your use, as I learned it when the moose
And the reindeer roamed where Paris roars to-night:—
There are nine and sixty ways of constructing tribal lays,
And — every — single — one — of — them — is — right!

—Rudyard Kipling, “In the Neolithic Age”

When I was a college student in the late 1980’s, the obsession of conservative activists in academia was summed up in the buzzword relativism. By the early 90’s, that term had been paired with nihilism, understood to be relativism’s darker and more foreboding big brother. Come to believe that the expression of truth is affected in any way by time, by place, by civilization, and you would eventually wind up believing that there is no basis for morality. And those influenced by the disciples of Leo Strauss (or those who had simply glanced at a copy of Allan Bloom’s Closing of the American Mind) often threw a third term—historicism—into the mix. There is truth and falsehood; philosophy and history; white and black —and anyone who suggests that human life is characterized by shades of gray secretly yearns for Auschwitz and the Gulag.

The “success” of conservatism politically in the 1980’s undoubtedly had much to do with such a simplistic view of reality. While most conservative students and professors still knew the name Edmund Burke and recalled that a prominent conservative thinker named Russell Kirk had declared him the father of modern conservatism (something that cannot be said today), their political hero, Ronald Reagan, cited Burke’s great opponent, Thomas Paine, more often than he did any other political thinker. Paine —a radical rabble-rouser, a moral dissolute, and a rabid supporter of the French Revolution —ultimately ended his life as a man without a country and, thus, is a fitting hero for the neoconservatives who, by 1986, had taken full control of the Reagan administration.

Paine foreshadowed the neocons also in his rejection of history, and his adoption by American “conservatives” shows how incorrectly they lay claim to that term:

Even though the political meaning of “liberal” came in the 1820s, the liberal vision of the world came from the eighteenth century. That vision was the dominant vision of the modern age: the vision that society was perfectible, that there was no such thing as original sin, that it was within the power of man . . . to transform the world: a vision which . . . was essentially anti-historical, or at least ahistorical. Against it arose the recognition of history by a thinker such as Burke, who was not behind but ahead of Paine . . . For Burke was not merely a defender of tradition: he recognized and expressed the inevitability of the historical dimension of human nature, something that not many Americans were willing to accept.

Thus writes John Lukacs in “The Problem of American Conservatism,” a chapter of his important 1984 work Outgrowing Democracy: A History of the United States in the Twentieth Century (recently released in a revised edition by Yale University Press as A New Republic). This chapter is one of 67 articles, reviews, excerpts from books, and, in one case, a whole book included in Remembered Past: John Lukacs on History, Historians, and Historical Knowledge.

In a delicious bit of irony, the Intercollegiate Studies Institute, whose publications Intercollegiate Review and Campus often featured those doomsayers of relativism and nihilism and historicism, published this massive reader, which also includes the most complete bibliography of Professor Lukacs’s writings ever assembled. The irony, of course, comes from the fact that John Lukacs, though a self-described reactionary whose political and philosophical views expose American “conservatives,” by contrast, for the liberals they are, has been repeatedly attacked by such “conservatives” as a “relativist” and an “historicist.” Still, ISI has never joined in those attacks (indeed, Lukacs has long served on the editorial board of ISI’s flagship publication, Modern Age), and the publication of this volume makes it clear that the politically oriented articles in Campus and Intercollegiate Review did not express the whole range of thinking at ISI.

Editors Jeffrey O. Nelson and Mark G. Malvasi have, on the whole, shown very good judgment in their selection of pieces for inclusion in this reader, which they have divided into six sections: “The Problem of Historical Knowledge,” “Historians Reviewed,” “Dissenting Opinions (Or: A Few Other Prosaists),” “Places and Times,” “Some Twentieth-Century Questions,” and “Reading, Writing, and Teaching History.” Still, the 67 selections, while making for a volume of 950-plus pages, barely begin to scratch the surface of Professor Lukacs’s body of work, which now extends over 60 years. And thus the highlight of this volume, both for admirers of Professor Lukacs’s work and for those who are being exposed to it for the first time, should be the 48-page bibliography of his published writings, compiled by his granddaughter Helen. Based on Lukacs’s own collection of clippings, even this bibliography, she warns, is only about 95 to 98 percent complete, and it does not contain publications from before his emigration from Hungary or after December 31, 2003. Even so, it is the most complete account available of the phenomenal output of one of the most important, and yet consistently underrated or ignored, historians of the 20th century.

All of the themes that Professor Lukacs has developed over the years are found in this reader: the difference between an historical philosophy and a philosophy of history; the important distinction between motives and purposes (“Motives come from the past; purposes involve the pull of the future”); how what people think is often very different from what they think they think; why “facts” are not the same as truths:

Their statements or expressions can come close to truths—which is the best we can expect. A “fact” is never absolute. Nor is it given to us to fix, to nail down, to state unalterably an absolute truth. We may think that our concept (or idea) of truth is absolute; yet that, too, only hearkens toward the absolute. (Our very language reflects this: “This is true” is not quite the same as: “This is the truth.”)

All of this reflects Lukacs’s understanding of the creative role of imagination (a faculty of which memory is part and parcel) and his recognition of the false dichotomy between subject and object (a point on which he was strongly influenced by the English linguist Owen Barfield, whose book Saving the Appearances rivals Lukacs’s Historical Consciousness in its exposition of an historical philosophy). As Lukacs writes, “Historical thinking accords with the recognition that human knowledge is neither objective nor subjective but personal and participant.” And again:

The recognition of the objectivist illusion does not reduce, it rather enhances, the general validity of personal knowledge. . . . If . . . by historical “relativity” we mean not only the historicity of every form of human cognition but also of every form of human expression, it should be obvious that this idea of relativity is neither a feeble nor a senseless one; for this “relativity” of truths means not the absence but the potential richness, not the nullity but the multiplicity of truth.

It is for passages such as this that Lukacs has been attacked as a relativist in the sense that I have discussed above —even by recent reviewers of this volume, which provides ample evidence to the contrary. Acknowledging the multiplicity of truth is not the same as claiming that truth is a merely human creation; after all, Christians believe (or at least used to believe) that the ultimate Truth Himself is a multiplicity in unity. It is only to those who have lost that belief (or perhaps never had it) that Lukacs’s assertion can appear a denial of truth.

In case any doubt remains, however, here is Lukacs in “The Presence of Historical Thinking” (a chapter reprinted here from his 2002 book At the End of an Age and the very first selection in this volume):

But the historicity of our seeing and speaking does not amount to the relativity of truth. What history gives a mind, at best, is not a dose of relativism; it gives us certain standards, the power to contrast, and the right to estimate. The belief that truth is relative is no longer the assertion merely of cynics or skeptics but of postmodern philosophers, according to whom there were and are no truths, only modes of discourse, structures of thought and of text. Their relativization of truth is absolute. And yet: truths exist. Their existence, unlike the existence of ideas, is not a matter of our choice. But we are responsible for how, and where, and why, and when we try to express them.

Here, we see a manifestation of Lukacs’s persistent (and Catholic) belief in free will. Throughout his work, he attacks the subjectivist determinist idea that men’s actions are somehow the result of their history or circumstances, rather than their own moral choices. To the ideologues and systematizers, he constantly repeats the refrain that “What matters is not what ideas do to men but what men do to their ideas; how and when they choose them, and how and why they accommodate them to their own wishes, interests, lives, circumstances.” The same questions can be asked of the crass materialists of left and right, the Marxists and the free-market economists who argue that human behavior is bound by economic “laws” that represent a monolithic “truth” that, rather than setting man free, binds his will.

Perhaps nowhere is Lukacs’s disdain for simplistic idealism more evident than in his withering review of Francis Fukuyama’s The End of History and the Last Man, reprinted here from the December 1992 issue of Chronicles. One paragraph alone is worth the ridiculously low price of this book:

Owing to lack of space, but also because history (and human nature) do not follow the laws of physics—meaning that while it is easier to wrestle with a weak body than with a strong one, it is more difficult to wrestle with a weak mind than with a strong one—in this review I must let Fukuyama speak for himself. Fukuyama has given his chapters such titles as “The Weakness of Strong States II, or, Eating Pineapples on the Moon,” and “The Victory of the VCR.” In his introduction, he writes, “In lieu of conventional thanks to a typist for helping to prepare the manuscript, I should perhaps acknowledge the work of the designers of the Intel 80386 microprocessor.” He should. It shows.

Thirteen years later, Fukuyama’s end of history lies in the ruins of the cradle of civilization, while nationalism—the defining phenomenon of the history of the 20th century, which Fukuyama did not even acknowledge (much less address) but to which Lukacs has devoted much of his attention throughout his career—continues to shock and awe.

Though it limited the amount of out-of-print material that could be included in the volume, Nelson’s and Malvasi’s decision to include chapters of books that are still in print or widely available (such as Historical Consciousness and Outgrowing Democracy) is understandable, since this reader is an attempt to introduce the thought of Professor Lukacs to new audiences as well as to collect important pieces for the convenience of those already familiar with his work. In one case, however, I think that their institutional affiliation has clouded their judgment, and that is their decision to include the entire text of A Student’s Guide to the Study of History, a concise pamphlet that ISI published in 2000 as part of their very successful and generally well-prepared series of student’s guides to different subject areas. I have no complaint about the book; indeed, I think it is one of the best of the series and have recommended it both to college students and, most recently, to an 80-year-old man who was looking for some help in focusing his study of history in his twilight years. It adds little to this volume, however, while using up 19 precious pages that might have been better put to use. Two articles that I would have liked to see in its place (and readers may be forgiven if they assume that, here, I am revealing my own institutional loyalty) are “To Hell With Culture” and its sequel, “To Hell With College,” published in the September 1994 and September 1997 issues of Chronicles. In them, Professor Lukacs makes a very forceful case that both culture (as commonly understood to include literature, art, etc.) and higher education are largely the products of civilization, not the other way around. As he writes in the first of the essays:

Whether in an inner-city school or at Harvard, the young are not taught civilization. . . . I mean a respect for life, for an orderly life that is inseparable not only from a respect for learning but from a respect for one’s provenance, for language, and for the ability to read, write, and listen. Almost half of our young now spend nearly 20 years in schools, with the result that most of them cannot read and write and express themselves adequately.

As we enter the 21st century, it is civilization itself (the end of history notwithstanding) that is in danger of destruction.

Should government promote “culture” at all? That is at least arguable. What is not arguable is that government must protect civilization. When it fails to do so, government, as we know it, dissolves, with first anarchy and then barbaric tyranny succeeding it.

While some might argue that the dissolution of our current government would be preferable to its continuation (and even more of us might wistfully entertain that idea), Lukacs points out their mistake. The corruption on display in high places is only a reflection of the corruption of an increasingly uncivilized people, and an uncivilized people will never be free, no matter what their form of government.

Civilization arose when man became aware of his past and thus became conscious of himself as an historical creature, as more than a mere animal. It progressed as that historical consciousness deepened, particularly in the wake of the Incarnation, when it became clear (to those who have eyes to see) that history and tradition reveal truths—including the Truth of God Himself—that could not be accessed otherwise.

And yet:

Nearly four hundred years ago Descartes argued, in his Discourse on Method, that the study of history was wasteful because we cannot acquire any accurate or certain knowledge of the human past, as we can of mathematics and of the world of nature.

The historical lesson of the modern age that Descartes helped usher in is that civilization—indeed, human life itself—is threatened whenever we begin to separate ourselves from our history, to erase our memory, to believe that there is no such thing as truth or—perhaps even worse—to believe that truth is universal in the Enlightenment sense: abstract, radically monolithic, not of this world of flesh and blood and time.

As another great historical philosopher who emigrated to America once wrote, “Those who cannot remember the past are condemned to repeat it”—and they do so because they have become lesser men. Thankfully, those who still understand that civilization has always depended upon those who do remember the past have Professor Lukacs, and now this splendid volume, as a guide.

[Remembered Past: John Lukacs on History, Historians, and Historical Knowledge, by John Lukacs. (Wilmington, Delaware: ISI Books), 922 pp., $18.00]

First published in the December 2005 issue of Chronicles: A Magazine of American Culture.